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SEC Seeks Final Judgment Against Western Asset Co-CIO: What It Means for Fixed Income ETFs
ETFs & MarketsPremium
Medium 7/10Western Asset ManagementFranklin Resources

SEC Seeks Final Judgment Against Western Asset Co-CIO: What It Means for Fixed Income ETFs

The Securities and Exchange Commission has moved for a final judgment by consent against Stephen Kenneth Leech II, the former co-chief investment officer of Western Asset Management. This regulatory development marks a significant milestone in the ongoing cherry-picking investigation involving the prominent investment adviser.

Published 1 hour ago
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